AUM Securities

Login / Sign in

Equity
F&O
IPO
Mutual Funds
InvestGuru
Research
Support Centre
Pricing

Login / Sign in

Equity
F&O
IPO
Mutual Funds
InvestGuru
Research
Support Centre
Pricing

Contact Info

806/807, KOSHA KOMMERCIAL KOMPLEX, 8TH FLR., PODDAR ROAD, NR. RAM LEELA MAIDAN, MALAD (E), Mumbai 400097.
+91 8355843430
[email protected]

Support Center

Home
Our Founders

Our Founders

Fred Morrison

Mr. Kamal Parekh

CEO

Jen Smith

Mr. Hemal Mehta

Managing Director

Rosie Swanson

Mr. Mamraj Yogi

Director

Information & Assistance

About Us
Our Founders
Contact Us
Support
Backoffice Login
NSE Holiday Calendar
BSE Holiday Calendar
Bank Account (clients)

Legal & Regulatory

Disclaimer
Terms Of Use
Rules & Regulations
Disclosure
Grievances
SEBI Scores
Investor Charter

Policies

Policy & Procedures
Privacy Policy
Client Acceptance Policy
Inactive Trading Account Policy
Client Code Modification Policy
SORM Policy
Pre Funded Policy
Risk Management Policy
Voluntary Freeze Policy
KYC AML Policy
Refund Policy
AML & CFT Policy
Surveillance Policy
Good till Cancelled Policy
PMLA Policy

Our Community

Follow us

NSE
BSE
SEBI
CDSL
SCORES
EVOTING
SMARTODR

ATTENTION INVESTORS

> Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

> Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

> Pay 20% or "var + elm" whichever is higher as upfront margin of the transaction value to trade in cash market segment.

> Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

> Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

> For voluntary freezing / blocking & closing of trading account please send mail to [email protected] from your registered email address.

DISCLAIMER

Investments in securities market are subject to market risk, read all the related documents carefully before investing.
We collect, retain, and use your contact information for legitimate business purposes only, to contact you and to provide you information & latest updates regarding our products & services. We do not sell or rent your contact information to third parties.
Please note that by submitting the above-mentioned details, you are authorising us to Call/SMS you even though you may be registered under DND. We shall Call/SMS you for a period of 12 months.
AUM Securities Pvt. Ltd. , Registered Office: 806/807, KOSHA KOMMERCIAL KOMPLEX, 8TH FLR., PODDAR ROAD, NR. RAM LEELA MAIDAN, MALAD (E), Mumbai 400097. Tel: 9892108287 CIN: U99999MH1993PTCI37979, SEBI Regn. No: INZ000173337; BSE Member ID:3300, NSE Member ID: 08066, Mutual Fund ARN: 295791, Compliance officer: Mr. Mamraj Yogi, Mobile No.: 9892108287. Email: [email protected].
For issues related to cyber attacks, call us at +91-8355843430 or email us at [email protected]. Brokerage will not exceed the SEBI prescribed limit.

Policies & Procedures
Dos and Don'ts While Dealing With Investment Advisor
Rights & Obligations
Risk Management Policy

© Copyright 2025 AUM Securities All Rights Reserved | Developed by Matrix Bricks| Charts are powered by TradingView.

Apply Now

Zero Brokerage
on All Trades

*for first 6 months

Sign up now and claim this
limited-time exclusive deal