Our state-of-the-art trading platform is built on cutting-edge technology, providing you with real-time market data, advanced charting tools, and seamless execution of trades. Stay ahead of the market trends and make informed decisions with AUM.
About AUM Securities – Our Vision, Values & Services
Redefining Investing in India
Welcome to AUM Securities Pvt. Ltd. , where innovation meets integrity in the world of stock
trading. As a dynamic startup in the heart of India, we offer a refreshing
outlook on financial markets, transforming how you handle
investments and trades. At AUM, we believe in empowering every investor with the
right resources and opportunities needed to thrive in the stock market.
We stand out as an innovative Indian stockbroker focused on delivering affordable and efficient trading solutions to our customers.
As a discount broker in India, the company prioritises lowering costs while enhancing the quality of services, enabling investors to maximise their returns.
With a deep understanding of the Indian market, AUM is dedicated to providing transparent and reliable access to stock trading, helping clients navigate opportunities with confidence and ease.
-
Our VisionAUM envisions a future where every investor, from novice to seasoned, can confidently achieve their financial goals with our expert guidance and cutting-edge technology. Our commitment to integrity, transparency, and excellence will set new standards in the industry, fostering long-term relationships built on trust and reliability.
-
Our MissionAt AUM Securities Pvt. Ltd., our mission is to make online trading simple, transparent, and accessible for everyone. As an Indian stockbroker , we focus on providing technology-driven and budget-friendly solutions that help individuals take control of their financial future. By offering the right tools, guidance, and support, we aim to help investors make informed decisions and grow their wealth with confidence in the ever-evolving stock market.
Why AUM
Cutting-edge Technology
Educational
Resources
Knowledge is power, and at AUM, we empower our clients with educational resources to enhance their understanding of the financial markets. From beginner guides to advanced trading strategies, we provide the tools you need to make informed investment decisions.
Continuous Improvement
We recognize the dynamic nature of financial markets. Our mission involves a commitment to continuous learning, adaptation, and improvement. By staying agile and responsive to market trends, we aim to deliver value that exceeds expectations.
Dedicated Customer Support
We understand that navigating the stock market can be challenging. Our dedicated customer support team is here to assist you at every step, ensuring a smooth and hassle-free experience with AUM.
Quick & Easy Account Setup
Opening an account with AUM is 100% digital and paperless. Get started in just a few minutes and begin online trading right away with our user-friendly onboarding process.
Continuous Innovation
As a forward-thinking discount stockbroker , we are committed to evolving with the ever-changing financial landscape. Our team continuously updates our tools, features, and services to ensure you always have access to the latest advancements in our online trading platform .
.png)
ATTENTION INVESTORS!
-
Beware of guaranteed returns:
Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. -
Do not keep funds idle:
Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. -
Check account settlements:
Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section. -
No direct security transfers:
Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client. -
Keep contact details updated:
Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly. -
Verify trades regularly:
Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. -
Review weekly statements:
Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. -
Avoid unauthorized transfers:
Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.”
Members are advised to take note of the above and comply.