IPO (Initial Public Offer)
IPO Issues
Performance
News & Analysis
What is an IPO?
An IPO, i.e., Initial Public Offering, is a process through which a private company enters the share markets and lists its stocks on stock exchange and offers them to the public for the first time. By investing in an IPO, you get access to its growth journey before it hits the secondary market.
IPO investment in India has become a preferred choice for both new and experienced investors seeking wealth creation opportunities.
Who Can Invest in IPOs in India?
Almost anyone with a Demat account and a PAN card can invest in IPOs in India. Here’s a quick overview:
Retail Individual Investors (RII)
Individuals applying for IPO shares worth up to ₹2 lakh.
High-Net-Worth Individuals (HNI)
Investors looking to apply for shares worth more than ₹2 lakh.
Qualified Institutional Buyers (QIBs)
Includes institutions such as mutual funds, banks, insurance companies, and pension funds.
Employees and Existing Shareholders
Some IPOs offer special reservation or discount quotas for company employees or existing stakeholders.
Benefits of IPO Investment
Investing in IPOs offers various advantages:
Early Entry: Get on the ground level of the promising companies.
High Growth Potential: Many IPOs deliver strong post-listing gains.
Diversification: Add new sectors or industries to your portfolio.
Regulated Market: IPOs are strictly regulated by SEBI, ensuring transparency.
Price Advantage: Sometimes IPO shares are offered at lower valuations compared to post-listing prices.
Make the most of these benefits with expert guidance from AUM Securities — your trusted partner for IPO investment in India.
Why Apply for an IPO with AUM Securities?
At AUM Securities, we make your IPO investment journey simple, secure, and successful.
Expert IPO Research
Access to in-depth IPO analysis, company reviews, and subscription trends.
Personalised Advice
We help match IPO opportunities to your financial goals.
Real-Time Alerts
Never miss an IPO with timely updates on opening dates, price bands, and allotments.
Easy Application Process
Apply for IPO online via UPI or ASBA — in just a few clicks.
SEBI-Registered & Trusted
Invest with confidence through a fully compliant and regulated platform.
How to Apply for an IPO in India
Step 1
Open a Demat & Trading Account with AUM Securities.
Step 2
Browse ongoing IPOs and choose one that fits your goals.
Step 3
Sell or hold based on your strategy once the company is listed.
Join thousands of smart investors across India who trust AUM Securities for their IPO investments.
FAQs
• It allows a company to raise capital from retail and institutional investors.
• Once listed, the company’s shares can be freely bought and sold in the open market.
• IPOs provide investors an opportunity to invest early in a growing company.
• The process is regulated by SEBI (Securities and Exchange Board of India).
AUM Securities helps investors access and apply for IPOs with ease, making IPO investment in India more convenient and transparent.
• helps raise capital for expansion, debt repayment, or new projects.
• Going public increases the company’s credibility and market presence.
• It gives early investors and promoters a chance to partially exit their holdings.
• Public companies often find it easier to raise future funds via equity.
At AUM Securities, we guide investors through IPO investment opportunities from companies looking to grow and go public in India.
• The company files a Draft Red Herring Prospectus (DRHP) with SEBI for approval.
• Once approved, the IPO dates and price band are announced.
• Investors apply via ASBA (Applications Supported by Blocked Amount) through banks or brokers.
• Allotment is done, and shares are credited to demat accounts before listing.
AUM Securities simplifies the process of IPO for investors by providing seamless access to IPO through a trusted platform.
• In a fixed-price IPO, the price is announced in advance and remains the same for all applicants.
• In a book-building IPO, a price band is provided, and investors bid within the range.
• The final price in book-building is determined based on demand and investor interest.
• Book-building is the more common method used for larger IPOs in India today.
AUM Securities helps you to understand IPO types and how to invest confidently based on your preferences.
• A PAN card for identity verification.
• A demat account to receive allocated shares.
• A linked bank account with an ASBA facility to block funds.
• A trading account (if you plan to sell shares after listing).
With AUM Securities, you get end-to-end support in opening accounts and applying for IPO investments without any hassle.
• Retail investors can apply for up to ₹2 lakh worth of shares in most IPOs.
• A “lot” is the minimum number of shares you must apply for, and you can bid in multiples.
• Submitting multiple applications from the same PAN may lead to rejection.
• Higher bids don’t guarantee allotment, as it depends on overall subscription.
At AUM Securities, we guide you on bidding smartly within the rules for better chances of IPO allotment in India.
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ATTENTION INVESTORS!
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Beware of guaranteed returns:
Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. -
Do not keep funds idle:
Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. -
Check account settlements:
Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section. -
No direct security transfers:
Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client. -
Keep contact details updated:
Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly. -
Verify trades regularly:
Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. -
Review weekly statements:
Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. -
Avoid unauthorized transfers:
Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.”