Disclaimer – AUM Securities Terms, Policies & Legal Information
You agree and understand that the information and material contained in this website implies and constitutes your consent to the terms and conditions mentioned below. You also agree that AUM SECURITIES PRIVATE LIMITED (ASPL) can modify or alter the terms and conditions of the use of this service without any liability.
ASPL reserves the right to decide the criteria based on which customers would be allowed to avail its services. The content of the site and the interpretation of data are solely the personal views of the contributors.
ASPL reserves the right to make modifications and alterations to the content of the website. Users are advised to use the data for the purpose of information only and rely on their own judgments while making investment decisions. The investments discussed or recommended may not be suitable for all investors.
ASPL does not guarantee the timeliness, accuracy or quality of the electronic content. The content of the website cannot be copied, reproduced, republished, uploaded, posted, transmitted or distributed for any non-personal use without obtaining prior permission from ASPL. We reserve the right to terminate the accounts of subscribers/customers, who violate the proprietary rights, in addition to necessary legal action.
ASPL and its owners/affiliates are not liable for damages (monetary or otherwise) caused by any performance, failure of performance, error, omission, interruption, deletion, defect, delay in transmission or operations, computer virus, communications line failure, and unauthorized access to the personal accounts.
ASPL is not responsible for any technical failure or malfunctioning of the software or delays of any kind. We are also not responsible for non-receipt of registration details or e-mails. Users shall bear all responsibility of keeping the password secure. ASPL is not responsible for the loss or misuse of the password. ASPL is not responsible for the content of any of the linked sites. By providing access to other web-sites ASPL is neither recommending nor endorsing the content available in the linked websites. You agree that the information gathered from your profile will be used to enhance your experience on the website. We will not rent or sell the profile/contents to any third party. In case of a contest or a promotion scheme, we will not share the user profile with the sponsors In the event of necessary credit checks and collection of payments, ASPL can disclose such information to other authorities in good faith.
The client may transmit orders and other instructions to ASPL or the sub-broker/authorized person, as applicable, via telephone at the designated contact number, in writing, through the designated email, or by personally visiting the designated office. The client hereby acknowledges and agrees that ASPL or the exchange shall not be liable for the non-execution of any orders resulting from the suspension, interruption, or malfunction of online or offline trading services, disruptions or congestion in communication networks, hardware or software issues, or any electronic trading failures beyond the control of AUM Securities Private Limited or the exchange.
ASPL will use all or any part of the service and change terms without any obligation ASPL is not in any manner answerable, responsible or liable to any person or persons for any acts of omissions or commission, errors, mistakes and/or partners, agents, associates, etc., of any of the Rules, regulations, bye-laws of the Exchanges as BSE, NSE, MCX or SEBI Act or any other laws in force from time to time.
ASPL is not answerable, responsible or liable for any information on this website or for any services rendered by our employees, our servants and us. This website is for the exclusive purpose of transactions to be carried out within the territorial jurisdiction of India and all such transactions shall be governed by the laws in India. Notice is hereby given that Non-Resident Indians (NRI's) and Foreign Nationals accessing this web site and opting to transact thereon shall do so after due verification at their end of their eligibility to do so.
ASPL undertakes no responsibility for such pre-eligibility of qualification on part of Non-Resident Indians (NRI's) or Foreign Nationals to transact on this website. If you do not agree to any of the terms mentioned in this agreement, you should exit the site.
Investment in Securities market are subject to market risks. Read all the related documents carefully before investing. Please read the Do’s and Don’ts Prescribed by the Commodity Exchange before trading. Opening of account will not guarantee allotment of shares in IPO. Investors are requested to do their own due diligence before investing in any IPO. The securities quoted are exemplary and are not recommendatory. BSE Member ID: 3300; NSE MEMEBR ID: 08066; CDSL Member ID: XXXX; MCX Member ID: XXXX Mutual Fund ARN: 295791; Mutual Fund Investments are subject to market risks. Please read the offer documents carefully before Investing.” Regd. Office: 806/807, KOSHA KOMMERCIAL KOMPLEX, 8TH FLR., PODDAR ROAD, NR. RAM LEELA MAIDAN, MALAD (E), Mumbai 400097.
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ATTENTION INVESTORS!
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Beware of guaranteed returns:
Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms. -
Do not keep funds idle:
Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms. -
Check account settlements:
Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on Exchange website at following link: https://www.nseindia.com/invest/about-defaulter-section. -
No direct security transfers:
Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client. -
Keep contact details updated:
Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly. -
Verify trades regularly:
Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith. -
Review weekly statements:
Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy. -
Avoid unauthorized transfers:
Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.”